| Ernst & Young U.S. LLP |
Level II |
31 | 31 |
$150,000 |
| Ernst & Young U.S. LLP |
Level III |
18 | 18 |
$183,254 |
| Citibank, N.A. |
Level IV |
13 | 13 |
$193,034 |
| Ernst & Young U.S. LLP |
Level I |
13 | 13 |
$104,000 |
| Ernst & Young U.S. LLP |
Level IV |
12 | 12 |
$250,000 |
| JPMorgan Chase & Co. |
Level II |
8 | 8 |
$147,500 |
| GOLDMAN SACHS & CO. LLC |
Level III |
6 | 105 |
$182,500 |
| GOLDMAN SACHS & CO. LLC |
Level IV |
6 | 6 |
$218,500 |
| JPMorgan Chase & Co. |
Level III |
6 | 6 |
$164,000 |
| Morgan Stanley & Co., LLC |
Level IV |
5 | 5 |
$215,000 |
| Morgan Stanley Services Group Inc. |
Level II |
5 | 24 |
$138,500 |
| Morgan Stanley Services Group Inc. |
Level III |
5 | 24 |
$185,000 |
| SG Americas Operational Services, LLC |
Level IV |
5 | 5 |
$211,538 |
| Citibank, N.A. |
Level II |
4 | 4 |
$167,200 |
| Morgan Stanley Services Group Inc. |
Level I |
4 | 4 |
$135,750 |
| Morgan Stanley Services Group, Inc. |
Level IV |
4 | 42 |
$198,425 |
| PricewaterhouseCoopers Advisory Services LLC |
Level II |
4 | 4 |
$164,500 |
| PricewaterhouseCoopers Advisory Services LLC |
Level III |
4 | 4 |
$177,000 |
| RBC Capital Markets LLC |
Level I |
4 | 4 |
$105,000 |
| SG Americas Securities, LLC |
Level II |
4 | 4 |
$167,500 |
| SUMITOMO MITSUI BANKING CORPORATION |
Level I |
4 | 4 |
$96,366 |
| US Tiger Securities, Inc. |
Level III |
4 | 4 |
$160,000 |
| American Express Company |
Level II |
3 | 3 |
$140,195 |
| American Express National Bank |
Level II |
3 | 3 |
$139,453 |
| Barclays Services Corp. |
Level III |
3 | 3 |
$168,713 |
| Barclays Services Corp. |
Level IV |
3 | 3 |
$233,000 |
| Citibank, N.A. |
Level III |
3 | 3 |
$162,099 |
| ING Financial Services, LLC |
Level IV |
3 | 3 |
$216,000 |
| JPMorgan Chase & Co. |
Level I |
3 | 3 |
$135,000 |
| Mizuho Americas Services LLC |
Level IV |
3 | 3 |
$200,000 |
| MPG Operations LLC |
Level II |
3 | 3 |
$126,963 |
| PricewaterhouseCoopers Advisory Services LLC |
Level IV |
3 | 3 |
$207,000 |
| RBC Capital Markets LLC |
Level II |
3 | 3 |
$150,000 |
| SG Americas Operational Services, LLC |
Level I |
3 | 3 |
$118,000 |
| SUMITOMO MITSUI BANKING CORPORATION |
Level II |
3 | 3 |
$126,963 |
| UBS Securities LLC |
Level III |
3 | 3 |
$170,000 |
| UBS Securities LLC |
Level IV |
3 | 3 |
$275,000 |
| WESTPAC BANKING CORPORATION |
Level I |
3 | 3 |
$96,366 |
| Wilshire Advisors, LLC |
Level II |
3 | 3 |
$127,000 |
| American Express Company |
Level III |
2 | 2 |
$160,067 |
| American Express Travel Related Services Company, Inc. |
Level II |
2 | 2 |
$142,528 |
| THE BANK OF NOVA SCOTIA |
Level II |
2 | 2 |
$126,963 |
| DB USA Core Corporation |
Level II |
2 | 2 |
$144,500 |
| DRW Holdings LLC |
Level I |
2 | 2 |
$96,366 |
| FairSquare, Inc. |
Level I |
2 | 2 |
$96,366 |
| Global Association of Risk Professionals, Inc. |
Level I |
2 | 2 |
$96,366 |
| GOLDMAN SACHS & CO. LLC |
Level I |
2 | 101 |
$100,750 |
| Grant Thornton Advisors LLC |
Level I |
2 | 2 |
$111,500 |
| GuarantR, Inc. d/b/a TheGuarantors |
Level II |
2 | 2 |
$145,000 |
| HSBC Technology & Services (USA) Inc. |
Level IV |
2 | 2 |
$283,204 |
| Imprint Payments, Inc. |
Level II |
2 | 2 |
$131,250 |
| JUMP OPERATIONS, LLC |
Level IV |
2 | 2 |
$200,000 |
| Mace North America Ltd |
Level III |
2 | 2 |
$160,000 |
| Macquarie Global Services (USA) LLC |
Level II |
2 | 2 |
$155,000 |
| Madison-Davis LLC |
Level I |
2 | 2 |
$100,880 |
| Mizuho Americas Services LLC |
Level I |
2 | 2 |
$108,183 |
| Mizuho Americas Services LLC |
Level III |
2 | 2 |
$172,541 |
| Moody's Analytics, Inc. |
Level II |
2 | 2 |
$134,699 |
| Point72 Asset Management, L.P. |
Level IV |
2 | 2 |
$325,000 |
| Royal Bank of Canada US |
Level IV |
2 | 2 |
$245,500 |
| Schonfeld Strategic Advisors LLC |
Level IV |
2 | 2 |
$275,000 |
| SG Americas Operational Services, LLC |
Level II |
2 | 2 |
$152,000 |
| SG Americas Securities, LLC |
Level I |
2 | 2 |
$145,000 |
| SG Americas Securities, LLC |
Level III |
2 | 2 |
$200,000 |
| Standard Chartered Bank |
Level IV |
2 | 2 |
$235,000 |
| Swiss Re America Holding Corporation |
Level II |
2 | 2 |
$142,896 |
| Tudor Investment Corporation |
Level IV |
2 | 2 |
$217,500 |
| UBS Business Solutions US LLC |
Level II |
2 | 2 |
$137,250 |
| WebBank |
Level I |
2 | 2 |
$96,366 |
| USA AAAAA Global Trading Corp |
Level II |
1 | 1 |
$126,984 |
| AIG Employee Services, Inc. |
Level IV |
1 | 1 |
$188,178 |
| Alphadyne Asset Management LP |
Level III |
1 | 1 |
$160,000 |
| Amazon.com Services LLC |
Level II |
1 | 1 |
$135,000 |
| Amazon.com Services LLC |
Level III |
1 | 10 |
$157,581 |
| American Express Company |
Level IV |
1 | 1 |
$190,794 |
| APG Asset Management US, Inc. |
Level I |
1 | 1 |
$111,407 |
| APG Asset Management US, Inc. |
Level III |
1 | 1 |
$181,000 |
| AXON US, CORP. |
Level I |
1 | 1 |
$100,000 |
| The Baldwin Group Colleague, Inc. |
Level III |
1 | 1 |
$180,000 |
| Balyasny Asset Management, L.P. |
Level II |
1 | 1 |
$175,000 |
| BANK OF AMERICA N.A. |
Level II |
1 | 1 |
$147,500 |
| BANK OF AMERICA N.A. |
Level IV |
1 | 1 |
$275,000 |
| Bank of China |
Level I |
1 | 1 |
$97,000 |
| Bank of Montreal |
Level IV |
1 | 1 |
$188,178 |
| THE BANK OF NOVA SCOTIA |
Level I |
1 | 1 |
$96,366 |
| Barclays Services Corp. |
Level II |
1 | 1 |
$152,250 |
| BlackRock Financial Management, Inc. |
Level II |
1 | 1 |
$135,000 |
| Bloomberg L.P. |
Level III |
1 | 1 |
$157,581 |
| BNP Paribas RCC Inc. |
Level III |
1 | 1 |
$189,000 |
| BNP Paribas Securities Corp. |
Level I |
1 | 1 |
$225,000 |
| BNP PARIBAS SECURITIES CORP. |
Level II |
1 | 1 |
$200,000 |
| BNP Paribas Securities Corp. |
Level IV |
1 | 1 |
$225,000 |
| BOFA SECURITIES, INC. |
Level I |
1 | 1 |
$115,000 |
| BOFA SECURITIES, INC. |
Level III |
1 | 1 |
$207,500 |
| CBIZ Risk & Advisory Services LLC |
Level II |
1 | 1 |
$126,963 |
| Chicago Mercantile Exchange |
Level II |
1 | 1 |
$126,963 |
| Chicago Mercantile Exchange |
Level III |
1 | 1 |
$157,581 |
| Christofferson, Robb & Company, LLC |
Level I |
1 | 1 |
$180,000 |
| CIBC World Markets Corp. |
Level III |
1 | 1 |
$180,000 |
| CITADEL AMERICAS SERVICES LLC |
Level I |
1 | 1 |
$225,000 |