| Citibank, N.A. |
Level IV |
8 | 8 |
$198,270 |
| BNP Paribas |
Level II |
5 | 5 |
$165,000 |
| Kroll Bond Rating Agency, LLC |
Level III |
5 | 5 |
$165,000 |
| Morgan Stanley Bank NA |
Level I |
5 | 5 |
$108,750 |
| JPMorgan Chase & Co. |
Level III |
4 | 4 |
$177,500 |
| Oak Hill Advisors, LP |
Level IV |
4 | 4 |
$200,000 |
| SUMITOMO MITSUI BANKING CORPORATION |
Level I |
4 | 4 |
$84,839 |
| Moody's Investors Service, Inc. |
Level I |
3 | 3 |
$99,581 |
| BANK OF AMERICA N.A. |
Level IV |
2 | 2 |
$200,000 |
| Barclays Bank PLC |
Level IV |
2 | 2 |
$205,000 |
| BNP Paribas |
Level IV |
2 | 2 |
$239,000 |
| CIBC World Markets Corp. |
Level II |
2 | 2 |
$130,000 |
| Deutsche Bank Trust Company Americas |
Level I |
2 | 2 |
$102,500 |
| JPMorgan Chase & Co. |
Level II |
2 | 2 |
$135,000 |
| KEB Hana Bank New York Agency |
Level I |
2 | 2 |
$84,677 |
| Morgan Stanley Services Group Inc. |
Level I |
2 | 2 |
$106,000 |
| MUFG Bank, Ltd. |
Level II |
2 | 2 |
$145,000 |
| Standard & Poor's Financial Services LLC |
Level IV |
2 | 2 |
$200,913 |
| SUMITOMO MITSUI BANKING CORPORATION |
Level II |
2 | 2 |
$116,480 |
| SUMITOMO MITSUI BANKING CORPORATION |
Level III |
2 | 2 |
$164,206 |
| SUMITOMO MITSUI BANKING CORPORATION |
Level IV |
2 | 2 |
$180,107 |
| 9Fin Inc. |
Level IV |
1 | 1 |
$180,107 |
| AGL Credit Management LLC |
Level II |
1 | 1 |
$120,000 |
| Agricultural Bank of China Limited |
Level I |
1 | 1 |
$84,677 |
| APG Asset Management US, Inc. |
Level II |
1 | 1 |
$140,000 |
| Auramet International, Inc. |
Level III |
1 | 1 |
$210,000 |
| AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
Level IV |
1 | 1 |
$324,450 |
| Balyasny Asset Management, L.P. |
Level II |
1 | 1 |
$150,000 |
| Bank of China |
Level IV |
1 | 1 |
$180,107 |
| Barclays Capital Inc. |
Level IV |
1 | 1 |
$225,000 |
| Barclays Services Corp. |
Level III |
1 | 1 |
$200,000 |
| BNP Paribas RCC Inc. |
Level IV |
1 | 1 |
$209,750 |
| BTG Pactual Bank N.A. |
Level I |
1 | 1 |
$90,000 |
| Canaras Capital Management LLC |
Level I |
1 | 1 |
$85,000 |
| CEIS REVIEW, INC. |
Level I |
1 | 1 |
$90,000 |
| China Merchants Bank Co. Ltd. |
Level I |
1 | 1 |
$85,280 |
| CIBC World Markets Corp. |
Level I |
1 | 1 |
$125,000 |
| Citibank, N.A. |
Level I |
1 | 1 |
$130,300 |
| Citigroup Global Markets Inc. |
Level I |
1 | 1 |
$175,000 |
| CreditSights, Inc. |
Level IV |
1 | 1 |
$192,500 |
| East West Bank |
Level II |
1 | 1 |
$120,000 |
| East West Bank |
Level III |
1 | 1 |
$169,125 |
| ExlService.com, LLC |
Level IV |
1 | 10 |
$180,107 |
| First Citizens Bank and Trust Co. |
Level III |
1 | 1 |
$148,304 |
| First Eagle Investment Management, LLC |
Level I |
1 | 1 |
$85,000 |
| HSBC Technology & Services (USA) Inc. |
Level IV |
1 | 1 |
$265,000 |
| ING Financial Services, LLC |
Level III |
1 | 1 |
$170,000 |
| KBRA Holdings, LLC |
Level III |
1 | 1 |
$148,304 |
| Kroll Bond Rating Agency, LLC |
Level II |
1 | 1 |
$118,500 |
| LendingClub Bank National Association |
Level I |
1 | 1 |
$125,000 |
| Mizuho Securities USA LLC |
Level IV |
1 | 1 |
$190,000 |
| Moody's Investors Service, Inc. |
Level IV |
1 | 1 |
$187,000 |
| Morgan Stanley Bank N.A. |
Level II |
1 | 1 |
$123,000 |
| Morgan Stanley Bank N.A. |
Level III |
1 | 1 |
$165,000 |
| Nomura Holding America, Inc. |
Level I |
1 | 1 |
$105,000 |
| Nomura Holding America, Inc. |
Level II |
1 | 1 |
$134,000 |
| Oak Hill Advisors, LP |
Level I |
1 | 1 |
$125,000 |
| Oak Hill Advisors, LP |
Level III |
1 | 1 |
$200,000 |
| RBC Capital Markets LLC |
Level I |
1 | 1 |
$125,000 |
| SETPOINT TECHNOLOGIES INC. |
Level II |
1 | 1 |
$125,000 |
| Siemens Financial Services |
Level II |
1 | 1 |
$132,000 |
| SMBC Capital Markets, Inc. |
Level II |
1 | 1 |
$116,480 |
| SMBC Capital Markets, Inc. |
Level IV |
1 | 1 |
$180,107 |
| Sound Point Capital Management, LP |
Level III |
1 | 1 |
$149,000 |
| Standard & Poor's Financial Services LLC |
Level II |
1 | 1 |
$144,472 |
| Standard & Poor's Financial Services LLC |
Level III |
1 | 1 |
$190,728 |
| Standard Chartered Bank |
Level IV |
1 | 1 |
$200,000 |
| UBS Asset Management (Americas) LLC |
Level II |
1 | 1 |
$125,000 |
| UBS Asset Management (Americas) LLC |
Level III |
1 | 1 |
$170,000 |
| UniCredit Bank S.p.A. - New York Branch |
Level II |
1 | 1 |
$125,000 |
| Xuper Funding LLC |
Level I |
1 | 1 |
$84,677 |
| COMMONWEALTH BANK OF AUSTRALIA |
Level IV |
1 | 1 |
$171,018 |
| Fitch Ratings, Inc. |
Level II |
1 | 1 |
$110,000 |
| Nomura Holding America, Inc. |
Level II |
1 | 1 |
$108,326 |
| Jefferies LLC |
Level II |
1 | 1 |
$107,000 |
| Bank of China |
not stated |
1 | 1 |
$77,131 |
| JPMorgan Chase & Co. |
not stated |
1 | 1 |
$117,368 |
| Morgan Stanley Bank NA |
not stated |
1 | 1 |
$113,750 |
| MUFG Bank, Ltd. |
not stated |
1 | 1 |
$92,000 |
| SUMITOMO MITSUI BANKING CORPORATION |
not stated |
1 | 1 |
$77,872 |
| UBS Asset Management (Americas) LLC |
not stated |
1 | 1 |
$170,000 |